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Alkermes plc. — Director's Dealing 2016
Sep 7, 2016
31048_dirs_2016-09-07_24a9e3d1-4801-4160-8c1f-f8f23b187b62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-09-06
Reporting Person: Gaffin David Joseph (SVP, CLO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-06 | Ordinary Shares | M | 2382 | $14.38 | Acquired | 22816 | Direct |
| 2016-09-06 | Ordinary Shares | S | 2382 | $45.9186 | Disposed | 20434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-06 | Employee Stock Option (Right to Buy) | $14.38 | M | 2382 | Disposed | 2016-12-12 | Ordinary Shares (2382) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.37 to $46.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.