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Alkermes plc. — Director's Dealing 2016
Jun 1, 2016
31048_dirs_2016-06-01_ffcbf630-9d1c-4405-aa34-e9d5facd4d5d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-05-26
Reporting Person: Gaffin David Joseph (SVP, CLO, Alkermes, Inc.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 19590 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $14.38 | 2016-12-12 | Ordinary Shares (5000) | Direct | |
| Employee Stock Option (Right to Buy) | $15.95 | 2017-06-01 | Ordinary Shares (4500) | Direct | |
| Employee Stock Option (Right to Buy) | $14.13 | 2017-11-05 | Ordinary Shares (500) | Direct | |
| Employee Stock Option (Right to Buy) | $12.29 | 2018-05-27 | Ordinary Shares (1100) | Direct | |
| Employee Stock Option (Right to Buy) | $8.55 | 2019-05-26 | Ordinary Shares (7000) | Direct | |
| Employee Stock Option (Right to Buy) | $11.74 | 2020-05-17 | Ordinary Shares (3000) | Direct | |
| Employee Stock Option (Right to Buy) | $18.105 | 2021-05-20 | Ordinary Shares (2250) | Direct | |
| Employee Stock Option (Right to Buy) | $16.55 | 2022-05-21 | Ordinary Shares (41000) | Direct | |
| Employee Stock Option (Right to Buy) | $33.72 | 2023-05-28 | Ordinary Shares (30000) | Direct | |
| Restricted Stock Unit Award | $0 | Ordinary Shares (2500) | Direct | ||
| Employee Stock Option (Right to Buy) | $47.16 | 2024-03-03 | Ordinary Shares (25000) | Direct | |
| Restricted Stock Unit Award | $0 | Ordinary Shares (2500) | Direct | ||
| Employee Stock Option (Right to Buy) | $71.23 | 2025-02-26 | Ordinary Shares (17750) | Direct | |
| Restricted Stock Unit Award | $0 | Ordinary Shares (3300) | Direct | ||
| Performance Restricted Stock Units | $ | Ordinary Shares (1600) | Direct | ||
| Employee Stock Option (Right to Buy) | $32.27 | 2026-02-28 | Ordinary Shares (36000) | Direct | |
| Restricted Stock Unit Award | $0 | Ordinary Shares (9000) | Direct |
Footnotes
F1: These options are fully vested in accordance with their terms.
F2: Shares subject to the stock option award vest in four equal annual installments commencing on 5/28/14.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.
F4: Shares subject to the stock option award vest in four equal annual installments commencing on 3/3/15.
F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/3/2015.
F6: Shares subject to the stock option award vest in four equal annual installments commencing on 2/26/2016.
F7: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016.
F8: Represents the earned but unvested portion of the performance restricted stock units granted to the reporting person on March 3, 2014. The remaining fifty percent of the earned performance restricted stock units will vest on October 5, 2016.
F9: Each performance restricted stock unit represents a contingent right to receive one ordinary share of Alkermes plc.
F10: Shares subject to the stock option award vest in four equal annual installments commencing on 3/1/2017.
F11: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.