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Alkermes plc. — Director's Dealing 2016
Mar 4, 2016
31048_dirs_2016-03-04_3d213198-f046-4a9d-84a9-414ca955b56b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-03-03
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CLO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Ordinary Shares | M | 4218 | $20.79 | Acquired | 8130 | Direct |
| 2016-03-03 | Ordinary Shares | M | 855 | $14.38 | Acquired | 8985 | Direct |
| 2016-03-03 | Ordinary Shares | M | 5000 | $15.95 | Acquired | 13985 | Direct |
| 2016-03-03 | Ordinary Shares | M | 1434 | $14.13 | Acquired | 15419 | Direct |
| 2016-03-03 | Ordinary Shares | M | 3500 | — | Acquired | 18919 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-03 | Incentive Stock Option (Right to Buy) | $20.79 | M | 4218 | Disposed | 2016-05-02 | Ordinary Shares (4218) | Direct |
| 2016-03-03 | Incentive Stock Option (Right to Buy) | $14.38 | M | 855 | Disposed | 2016-12-12 | Ordinary Shares (855) | Direct |
| 2016-03-03 | Incentive Stock Option (Right to Buy) | $15.95 | M | 5000 | Disposed | 2017-06-01 | Ordinary Shares (5000) | Direct |
| 2016-03-03 | Employee Stock Option (Right to Buy) | $14.13 | M | 1434 | Disposed | 2017-11-05 | Ordinary Shares (1434) | Direct |
| 2016-03-03 | Restricted Stock Unit Award | $0 | M | 3500 | Disposed | Ordinary Shares (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 94000 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F2: These options are fully vested in accordance with their terms.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/3/2015.
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