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Alkermes plc. — Director's Dealing 2016
Mar 1, 2016
31048_dirs_2016-03-01_3dd04c78-3dc3-4809-a33e-c2699bb99430.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-02-26
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CLO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-26 | Ordinary Shares | M | 3750 | — | Acquired | 5129 | Direct |
| 2016-02-26 | Ordinary Shares | F | 1217 | $33.61 | Disposed | 3912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-26 | Restricted Stock Unit Award | $0 | M | 3750 | Disposed | Ordinary Shares (3750) | Direct | |
| 2016-02-29 | Employee Stock Option (Right to Buy) | $32.27 | A | 100000 | Acquired | 2026-02-28 | Ordinary Shares (100000) | Direct |
| 2016-02-29 | Restricted Stock Unit Award | $0 | A | 23000 | Acquired | Ordinary Shares (23000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 94000 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F2: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 2/26/2016.
F3: Shares subject to the stock option award vest in four equal annual installments commencing on 3/1/2017.
F4: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/1/2017.