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Alkermes plc. — Director's Dealing 2016
Oct 7, 2016
31048_dirs_2016-10-06_c5d4ac20-237a-4bae-9fe8-a176948d1f20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-10-05
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-05 | Ordinary Shares | M | 5000 | — | Acquired | 41540 | Direct |
| 2016-10-05 | Ordinary Shares | F | 2353 | $46.43 | Disposed | 39187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-05 | Performance Restricted Stock Units | $ | M | 5000 | Disposed | Ordinary Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 94000 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F2: Each performance restricted stock unit represented a contingent right to receive one ordinary share of Alkermes plc.
F3: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms.