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Alkermes plc. — Director's Dealing 2016
Nov 10, 2016
31048_dirs_2016-11-10_3bbbad60-12d2-4b6f-8ba1-65f699e8ab2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-11-09
Reporting Person: LANDINE MICHAEL J (SVP, Corp Dev., Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Ordinary Shares | M | 855 | $14.38 | Acquired | 156514 | Direct |
| 2016-11-09 | Ordinary Shares | M | 9145 | $14.38 | Acquired | 165659 | Direct |
| 2016-11-09 | Ordinary Shares | S | 2000 | $55.1915 | Disposed | 163659 | Direct |
| 2016-11-09 | Ordinary Shares | S | 5130 | $56.2418 | Disposed | 158529 | Direct |
| 2016-11-09 | Ordinary Shares | S | 2870 | $56.8919 | Disposed | 155659 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Incentive Stock Option (Right to Buy) | $14.38 | M | 855 | Disposed | 2016-12-12 | Ordinary Shares (855) | Direct |
| 2016-11-09 | Non Qualified Stock Option (Right to Buy) | $14.38 | M | 9145 | Disposed | 2016-12-12 | Ordinary Shares (9145) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.68 to $55.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.70 to $56.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.62 to $57.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.