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Alkermes plc. — Director's Dealing 2015
Mar 3, 2015
31048_dirs_2015-03-03_a28b4073-65b4-4d1d-a443-091e9d018be3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-03-02
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Ordinary Shares | M | 15000 | $18.105 | Acquired | 21639 | Direct |
| 2015-03-02 | Ordinary Shares | S | 8200 | $71.1195 | Disposed | 13439 | Direct |
| 2015-03-02 | Ordinary Shares | S | 6800 | $71.7243 | Disposed | 6639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-02 | Employee Stock Option (Right to Buy) | $18.105 | M | 15000 | Disposed | 2021-05-20 | Ordinary Shares (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 30637 | Indirect |
| Ordinary Shares | 9190 | Indirect |
| Ordinary Shares | 10900 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.45 to $71.425. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $71.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
F6: Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.