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Alkermes plc. — Director's Dealing 2015
Nov 24, 2015
31048_dirs_2015-11-24_21383d85-c01c-4ffb-bfb5-4ca3a73a2499.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-11-24
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-24 | Ordinary Shares | M | 5523 | $18.105 | Acquired | 55380 | Direct |
| 2015-11-24 | Ordinary Shares | F | 1346 | $74.26 | Disposed | 54034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-24 | Employee Stock Option (Right to Buy) | $18.105 | M | 5523 | Disposed | 2021-05-20 | Ordinary Shares (5523) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
| Ordinary Shares | 50801 | Indirect |
| Ordinary Shares | 41423 | Indirect |
Footnotes
F1: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT.
F2: Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F3: This award is fully vested in accordance with its terms.