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Alkermes plc. — Director's Dealing 2015
Jun 1, 2015
31048_dirs_2015-06-01_18c3ae32-ab7d-43a2-8358-7089310c39e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-05-28
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-28 | Ordinary Shares | M | 20000 | $33.72 | Acquired | 20000 | Direct |
| 2015-05-28 | Ordinary Shares | S | 19800 | $59.971 | Disposed | 200 | Direct |
| 2015-05-28 | Ordinary Shares | S | 200 | $60.705 | Disposed | 0 | Direct |
| 2015-05-28 | Ordinary Shares | M | 3750 | — | Acquired | 3750 | Direct |
| 2015-05-28 | Ordinary Shares | F | 1767 | $59.92 | Disposed | 1983 | Direct |
| 2015-06-01 | Ordinary Shares | S | 1983 | $60.78 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-28 | Employee Stock Option (Right to Buy) | $33.72 | M | 20000 | Disposed | 2023-05-28 | Ordinary Shares (20000) | Direct |
| 2015-05-28 | Restricted Stock Unit Award | $0 | M | 3750 | Disposed | Ordinary Shares (3750) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.50 to $60.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.70 to $60.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: Shares subject to the stock option award vest in four equal annual installments commencing on 5/28/14.
F6: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.