AI assistant
Alkermes plc. — Director's Dealing 2015
Jan 16, 2015
31048_dirs_2015-01-16_bd489cfe-5257-437e-b323-dd8fca9ff276.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-01-15
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-15 | Ordinary Shares | M | 10000 | $9.21 | Acquired | 87162 | Direct |
| 2015-01-15 | Ordinary Shares | S | 5700 | $66.5488 | Disposed | 81462 | Direct |
| 2015-01-15 | Ordinary Shares | S | 3800 | $67.1668 | Disposed | 77662 | Direct |
| 2015-01-15 | Ordinary Shares | S | 500 | $68.124 | Disposed | 77162 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-15 | Employee Stock Option (Right to Buy) | $9.21 | M | 10000 | Disposed | 2019-11-18 | Ordinary Shares (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
| Ordinary Shares | 57000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.88 to $66.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.88 to $67.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT.
F7: These options are fully vested in accordance with their terms.