AI assistant
Alkermes plc. — Director's Dealing 2015
Jan 27, 2015
31048_dirs_2015-01-27_5780254a-31ad-40d8-ad2d-4ddf97fc39ab.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-01-26
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Ordinary Shares | G | 13794 | — | Disposed | 37527 | Indirect |
| 2014-07-01 | Ordinary Shares | G | 13794 | — | Acquired | 23250 | Direct |
| 2014-12-18 | Ordinary Shares | G | 1800 | — | Disposed | 35727 | Indirect |
| 2014-12-18 | Ordinary Shares | G | 5090 | — | Disposed | 30637 | Indirect |
| 2014-12-18 | Ordinary Shares | G | 5090 | — | Acquired | 20090 | Indirect |
| 2014-12-18 | Ordinary Shares | G | 9190 | — | Disposed | 10900 | Indirect |
| 2014-12-18 | Ordinary Shares | G | 9190 | — | Acquired | 9190 | Indirect |
| 2015-01-26 | Ordinary Shares | M | 15000 | $18.105 | Acquired | 21639 | Direct |
| 2015-01-26 | Ordinary Shares | S | 7800 | $69.5956 | Disposed | 13839 | Direct |
| 2015-01-26 | Ordinary Shares | S | 7200 | $70.4779 | Disposed | 6639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-26 | Employee Stock Option (Right to Buy) | $18.105 | M | 15000 | Disposed | 2021-05-20 | Ordinary Shares (15000) | Direct |
Footnotes
F1: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
F2: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.095 to $70.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.175 to $70.845. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.