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Alkermes plc. — Director's Dealing 2015
Jan 16, 2015
31048_dirs_2015-01-16_9b958f2b-dd0f-430a-9ad5-ea4b1d2d3054.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-01-15
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-15 | Ordinary Shares | M | 375 | $18.60 | Acquired | 23348 | Direct |
| 2015-01-15 | Ordinary Shares | M | 18000 | $18.105 | Acquired | 41348 | Direct |
| 2015-01-15 | Ordinary Shares | S | 11200 | $66.0556 | Disposed | 30148 | Direct |
| 2015-01-15 | Ordinary Shares | S | 6400 | $66.9582 | Disposed | 23748 | Direct |
| 2015-01-15 | Ordinary Shares | S | 775 | $68.0203 | Disposed | 22973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-15 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 375 | Disposed | 2015-12-09 | Ordinary Shares (375) | Direct |
| 2015-01-15 | Employee Stock Option (Right to Buy) | $18.105 | M | 18000 | Disposed | 2021-05-20 | Ordinary Shares (18000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.62 to $66.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.62 to $67.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.68 to $68.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.
F7: Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.