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Alkermes plc. — Director's Dealing 2015
Jun 18, 2015
31048_dirs_2015-06-18_0e1e4771-0ae6-4ab6-8976-791cf3408d66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-06-16
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-16 | Ordinary Shares | M | 19477 | $18.105 | Acquired | 47087 | Direct |
| 2015-06-16 | Ordinary Shares | M | 13500 | $16.55 | Acquired | 27610 | Direct |
| 2015-06-16 | Ordinary Shares | S | 32977 | $63.1121 | Disposed | 14110 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-16 | Employee Stock Option (Right to Buy) | $18.105 | M | 19477 | Disposed | 2021-05-20 | Ordinary Shares (19477) | Direct |
| 2015-06-16 | Employee Stock Option (Right to Buy) | $16.55 | M | 13500 | Disposed | 2022-05-21 | Ordinary Shares (13500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 30637 | Indirect |
| Ordinary Shares | 9190 | Indirect |
| Ordinary Shares | 10900 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
F5: These options are fully vested in accordance with their terms.
F6: Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.