AI assistant
Alkermes plc. — Director's Dealing 2015
Aug 4, 2015
31048_dirs_2015-08-04_b12ea245-d82d-4ed8-a1d9-82f5f6f54dc7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-08-03
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | Ordinary Shares | M | 13750 | $16.55 | Acquired | 27860 | Direct |
| 2015-08-03 | Ordinary Shares | S | 810 | $69.5272 | Disposed | 27050 | Direct |
| 2015-08-03 | Ordinary Shares | S | 12640 | $70.0963 | Disposed | 14410 | Direct |
| 2015-08-03 | Ordinary Shares | S | 300 | $70.73 | Disposed | 14110 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Employee Stock Option (Right to Buy) | $16.55 | M | 13750 | Disposed | 2022-05-21 | Ordinary Shares (13750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 30637 | Indirect |
| Ordinary Shares | 9190 | Indirect |
| Ordinary Shares | 10900 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.68 to $69.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.73 to $70.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
F6: Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.