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Alkermes plc. Director's Dealing 2015

Nov 12, 2015

31048_dirs_2015-11-12_98cb55f1-c2a0-457b-bb3f-b2e656362772.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2015-11-10

Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-04 Ordinary Shares G 1500 Disposed 49857 Direct
2015-11-10 Ordinary Shares M 10000 $15.95 Acquired 59857 Direct
2015-11-10 Ordinary Shares S 10000 $72.3395 Disposed 49857 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-10 Non Qualified Stock Option (Right to Buy) $15.95 M 10000 Disposed 2017-06-01 Ordinary Shares (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 4000 Indirect
Ordinary Shares 50801 Indirect
Ordinary Shares 41423 Indirect

Footnotes

F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.7550 to $72.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT.

F5: Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.

F6: These options are fully vested in accordance with their terms.