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Alkermes plc. — Director's Dealing 2014
May 22, 2014
31048_dirs_2014-05-22_c1ecc27e-4037-4195-ad89-a68ab521b578.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-05-20
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-20 | Ordinary Shares | M | 2000 | — | Acquired | 2000 | Direct |
| 2014-05-20 | Ordinary Shares | F | 943 | $43.98 | Disposed | 1057 | Direct |
| 2014-05-21 | Ordinary Shares | M | 18750 | $16.55 | Acquired | 19807 | Direct |
| 2014-05-21 | Ordinary Shares | S | 18450 | $44.0003 | Disposed | 1357 | Direct |
| 2014-05-21 | Ordinary Shares | S | 300 | $44.6483 | Disposed | 1057 | Direct |
| 2014-05-21 | Ordinary Shares | M | 2500 | — | Acquired | 3557 | Direct |
| 2014-05-21 | Ordinary Shares | F | 1179 | $44.48 | Disposed | 2378 | Direct |
| 2014-05-22 | Ordinary Shares | S | 1057 | $44.17 | Disposed | 1321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-20 | Restricted Stock Unit Award | $0 | M | 2000 | Disposed | Ordinary Shares (2000) | Direct | |
| 2014-05-21 | Employee Stock Option (Right to Buy) | $16.55 | M | 18750 | Disposed | 2022-05-21 | Ordinary Shares (18750) | Direct |
| 2014-05-21 | Restricted Stock Unit Award | $0 | M | 2500 | Disposed | Ordinary Shares (2500) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.62 to $44.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.635 to $44.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/20/12.
F6: Vests in 4 equal annual installments commencing on 5/21/13.
F7: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/21/13.