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Alkermes plc. — Director's Dealing 2014
Nov 4, 2014
31048_dirs_2014-11-04_888c07f0-1372-46f0-9aac-dca362832f36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-10-31
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-31 | Ordinary Shares | M | 5376 | $18.60 | Acquired | 49601 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 47623 | Direct |
| 2014-10-31 | Ordinary Shares | M | 6269 | $15.95 | Acquired | 53892 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 51914 | Direct |
| 2014-10-31 | Ordinary Shares | M | 8136 | $12.29 | Acquired | 60050 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 58072 | Direct |
| 2014-10-31 | Ordinary Shares | M | 8517 | $11.74 | Acquired | 66589 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 64611 | Direct |
| 2014-10-31 | Ordinary Shares | M | 4810 | $20.79 | Acquired | 69421 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 67443 | Direct |
| 2014-10-31 | Ordinary Shares | M | 11697 | $8.55 | Acquired | 79140 | Direct |
| 2014-10-31 | Ordinary Shares | F | 1978 | $50.55 | Disposed | 77162 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-31 | Incentive Stock Option (Right to Buy) | $18.60 | M | 5376 | Disposed | 2015-12-09 | Ordinary Shares (5376) | Direct |
| 2014-10-31 | Incentive Stock Option (Right to Buy) | $15.95 | M | 6269 | Disposed | 2017-06-01 | Ordinary Shares (6269) | Direct |
| 2014-10-31 | Employee Stock Option (Right to Buy) | $12.29 | M | 8136 | Disposed | 2018-05-27 | Ordinary Shares (8136) | Direct |
| 2014-10-31 | Employee Stock Option (Right to Buy) | $11.74 | M | 8517 | Disposed | 2020-05-17 | Ordinary Shares (8517) | Direct |
| 2014-10-31 | Incentive Stock Option (Right to Buy) | $20.79 | M | 4810 | Disposed | 2016-05-02 | Ordinary Shares (4810) | Direct |
| 2014-10-31 | Employee Stock Option (Right to Buy) | $8.55 | M | 11697 | Disposed | 2019-05-26 | Ordinary Shares (11697) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
| Ordinary Shares | 57000 | Indirect |
Footnotes
F1: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT.
F2: These options are fully vested in accordance with their terms.
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