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Alkermes plc. — Director's Dealing 2014
Jan 22, 2014
31048_dirs_2014-01-22_6be762a4-057a-46e0-bc5c-5690e1440406.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-01-21
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-21 | Ordinary Shares | M | 1373 | $18.60 | Acquired | 17952 | Direct |
| 2014-01-21 | Ordinary Shares | M | 6345 | $20.79 | Acquired | 24297 | Direct |
| 2014-01-21 | Ordinary Shares | S | 7718 | $48.6086 | Disposed | 16579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-21 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 1373 | Disposed | 2015-12-09 | Ordinary Shares (1373) | Direct |
| 2014-01-21 | Non Qualified Stock Option (Right to Buy) | $20.79 | M | 6345 | Disposed | 2016-05-02 | Ordinary Shares (6345) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.47 to $48.8201. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.