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Alkermes plc. — Director's Dealing 2014
Jun 20, 2014
31048_dirs_2014-06-20_edc8ff06-f4b4-4abe-951a-53fa8cf77b01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-06-18
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-18 | Ordinary Shares | M | 8130 | $12.30 | Acquired | 528193 | Direct |
| 2014-06-18 | Ordinary Shares | M | 41870 | $12.30 | Acquired | 570063 | Direct |
| 2014-06-18 | Ordinary Shares | S | 48700 | $46.6991 | Disposed | 521363 | Direct |
| 2014-06-18 | Ordinary Shares | S | 1300 | $47.5116 | Disposed | 520063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-18 | Incentive Stock Option (Right to Buy) | $12.30 | M | 8130 | Disposed | 2014-07-12 | Ordinary Shares (8130) | Direct |
| 2014-06-18 | Non Qualified Stock Option (Right to Buy) | $12.30 | M | 41870 | Disposed | 2014-07-12 | Ordinary Shares (41870) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.285 to $47.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.32 to $47.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.