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Alkermes plc. — Director's Dealing 2014
Jan 3, 2014
31048_dirs_2014-01-03_95a3c5de-56d3-45fd-9092-dc5c4a5d7ad7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-01-02
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Ordinary Shares | M | 25000 | $18.60 | Acquired | 25000 | Direct |
| 2014-01-02 | Ordinary Shares | M | 12500 | $20.79 | Acquired | 37500 | Direct |
| 2014-01-02 | Ordinary Shares | S | 37500 | $40.0764 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Employee Stock Option (Right to Buy) | $18.60 | M | 25000 | Disposed | 2015-12-09 | Ordinary Shares (25000) | Direct |
| 2014-01-02 | Employee Stock Option (Right to Buy) | $20.79 | M | 12500 | Disposed | 2016-05-02 | Ordinary Shares (12500) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.74 to $40.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.