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Alkermes plc. — Director's Dealing 2014
May 22, 2014
31048_dirs_2014-05-22_3765324e-d30c-4995-860f-9a12ea837218.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-05-20
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-20 | Ordinary Shares | M | 3750 | — | Acquired | 53781 | Direct |
| 2014-05-20 | Ordinary Shares | F | 1769 | $43.98 | Disposed | 52012 | Direct |
| 2014-05-21 | Ordinary Shares | M | 4125 | — | Acquired | 56137 | Direct |
| 2014-05-21 | Ordinary Shares | F | 1945 | $44.48 | Disposed | 54192 | Direct |
| 2014-05-22 | Ordinary Shares | M | 13763 | $20.79 | Acquired | 67955 | Direct |
| 2014-05-22 | Ordinary Shares | M | 1937 | $15.95 | Acquired | 69892 | Direct |
| 2014-05-22 | Ordinary Shares | S | 15700 | $45.246 | Disposed | 54192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-20 | Restricted Stock Unit Award | $0 | M | 3750 | Disposed | Ordinary Shares (3750) | Direct | |
| 2014-05-21 | Restricted Stock Unit Award | $0 | M | 4125 | Disposed | Ordinary Shares (4125) | Direct | |
| 2014-05-22 | Non Qualified Stock Option (Right to Buy) | $20.79 | M | 13763 | Disposed | 2016-05-02 | Ordinary Shares (13763) | Direct |
| 2014-05-22 | Non Qualified Stock Option (Right to Buy) | $15.95 | M | 1937 | Disposed | 2017-06-01 | Ordinary Shares (1937) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/20/12.
F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/21/13.
F6: These options are fully vested in accordance with their terms.