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Alkermes plc. — Director's Dealing 2014
Oct 16, 2014
31048_dirs_2014-10-16_89947dc0-0d3f-4db2-98fe-45869dd675d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-10-15
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-15 | Ordinary Shares | M | 50000 | $14.90 | Acquired | 570063 | Direct |
| 2014-10-15 | Ordinary Shares | S | 37300 | $40.9119 | Disposed | 532763 | Direct |
| 2014-10-15 | Ordinary Shares | S | 12700 | $41.5036 | Disposed | 520063 | Direct |
| 2014-10-16 | Ordinary Shares | M | 50000 | $14.90 | Acquired | 570063 | Direct |
| 2014-10-16 | Ordinary Shares | S | 18200 | $40.9024 | Disposed | 551863 | Direct |
| 2014-10-16 | Ordinary Shares | S | 31800 | $41.3361 | Disposed | 520063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-15 | Non Qualified Stock Option (Right to Buy) | $14.90 | M | 50000 | Disposed | 2014-12-17 | Ordinary Shares (50000) | Direct |
| 2014-10-16 | Non Qualified Stock Option (Right to Buy) | $14.90 | M | 50000 | Disposed | 2014-12-17 | Ordinary Shares (50000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.34 to $41.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.34 to $41.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.12 to $41.115. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.12 to $41.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F7: These options are fully vested in accordance with their terms.