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Alkermes plc. — Director's Dealing 2014
Sep 19, 2014
31048_dirs_2014-09-19_dcfb6f80-c96f-4b56-9d31-bc19b83b8f51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-09-17
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-17 | Ordinary Shares | M | 1977 | $11.74 | Acquired | 34504 | Direct |
| 2014-09-17 | Ordinary Shares | M | 12923 | $16.55 | Acquired | 47427 | Direct |
| 2014-09-17 | Ordinary Shares | S | 14900 | $45.0367 | Disposed | 32527 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-17 | Employee Stock Option (Right to Buy) | $11.74 | M | 1977 | Disposed | 2020-05-17 | Ordinary Shares (1977) | Direct |
| 2014-09-17 | Employee Stock Option (Right to Buy) | $16.55 | M | 12923 | Disposed | 2022-05-21 | Ordinary Shares (12923) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.
F5: Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.