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Alkermes plc. — Director's Dealing 2014
Jul 2, 2014
31048_dirs_2014-07-02_f952f5fc-b582-4690-a9b9-afb241548e4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-07-01
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Ordinary Shares | M | 5794 | $15.95 | Acquired | 61571 | Direct |
| 2014-07-01 | Ordinary Shares | M | 10206 | $14.13 | Acquired | 71777 | Direct |
| 2014-07-01 | Ordinary Shares | S | 13900 | $51.1606 | Disposed | 57877 | Direct |
| 2014-07-01 | Ordinary Shares | S | 2100 | $15.5669 | Disposed | 55777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Non Qualified Stock Option (Right to Buy) | $15.95 | M | 5794 | Disposed | 2017-06-01 | Ordinary Shares (5794) | Direct |
| 2014-07-01 | Employee Stock Option (Right to Buy) | $14.13 | M | 10206 | Disposed | 2017-11-05 | Ordinary Shares (10206) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.52 to $51.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.53 to $51.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.
F6: 75% vested as of 9/16/11, remainder vests on 11/5/11.