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Alkermes plc. — Director's Dealing 2014
May 20, 2014
31048_dirs_2014-05-20_9780dd53-be89-47bc-b580-63e7b0dbe380.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-05-17
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-17 | Ordinary Shares | M | 2000 | — | Acquired | 2000 | Direct |
| 2014-05-17 | Ordinary Shares | F | 943 | $43.59 | Disposed | 1057 | Direct |
| 2014-05-19 | Ordinary Shares | M | 10500 | $11.74 | Acquired | 11557 | Direct |
| 2014-05-19 | Ordinary Shares | S | 9600 | $43.8523 | Disposed | 1957 | Direct |
| 2014-05-19 | Ordinary Shares | S | 900 | $44.25 | Disposed | 1057 | Direct |
| 2014-05-20 | Ordinary Shares | M | 8750 | $18.105 | Acquired | 9807 | Direct |
| 2014-05-20 | Ordinary Shares | S | 9807 | $44.2172 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-17 | Restricted Stock Unit Award | $0 | M | 2000 | Disposed | Ordinary Shares (2000) | Direct | |
| 2014-05-19 | Employee Stock Option (Right to Buy) | $11.74 | M | 10500 | Disposed | 2020-05-17 | Ordinary Shares (10500) | Direct |
| 2014-05-20 | Employee Stock Option (Right to Buy) | $18.105 | M | 8750 | Disposed | 2021-05-20 | Ordinary Shares (8750) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.23 to $44.225. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
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F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.24 to $44.265. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.79 to $44.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: This RSU award is fully vested in accordance with its terms.
F7: These options are fully vested in accordance with their terms.
F8: Vests in 4 equal annual installments commencing on 5/20/12.