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Alkermes plc. — Director's Dealing 2014
May 20, 2014
31048_dirs_2014-05-20_55b97b60-4389-401f-b07e-e014be1599b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2014-05-17
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-17 | Ordinary Shares | M | 3275 | — | Acquired | 51576 | Direct |
| 2014-05-17 | Ordinary Shares | F | 1545 | $43.59 | Disposed | 50031 | Direct |
| 2014-05-19 | Ordinary Shares | M | 300 | $20.79 | Acquired | 50331 | Direct |
| 2014-05-19 | Ordinary Shares | S | 300 | $45.00 | Disposed | 50031 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-17 | Restricted Stock Unit Award | $0 | M | 3275 | Disposed | Ordinary Shares (3275) | Direct | |
| 2014-05-19 | Non Qualified Stock Option (Right to Buy) | $20.79 | M | 300 | Disposed | 2016-05-02 | Ordinary Shares (300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: This RSU award is fully vested in accordance with its terms.
F4: These options are fully vested in accordance with their terms.
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