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Alkermes plc. — Director's Dealing 2013
Nov 15, 2013
31048_dirs_2013-11-15_b112fdff-7f01-44b4-a78b-fd3555a8b26a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-11-14
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-14 | Ordinary Shares | M | 8499 | $12.16 | Acquired | 110689 | Direct |
| 2013-11-14 | Ordinary Shares | S | 13487 | $37.2994 | Disposed | 97202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Non Qualified Stock Option (Right to Buy) | $12.16 | M | 8499 | Disposed | 2013-12-10 | Ordinary Shares (8499) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.10 to $37.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.