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Alkermes plc. — Director's Dealing 2013
Dec 18, 2013
31048_dirs_2013-12-18_924b2617-3f68-4800-8773-4b9a1ff7a82d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-12-16
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Ordinary Shares | M | 23731 | $15.95 | Acquired | 40310 | Direct |
| 2013-12-16 | Ordinary Shares | M | 6269 | $15.95 | Acquired | 46579 | Direct |
| 2013-12-16 | Ordinary Shares | M | 15000 | $14.13 | Acquired | 61579 | Direct |
| 2013-12-16 | Ordinary Shares | M | 8136 | $12.29 | Acquired | 69715 | Direct |
| 2013-12-16 | Ordinary Shares | S | 45200 | $38.6939 | Disposed | 24515 | Direct |
| 2013-12-16 | Ordinary Shares | S | 7936 | $39.6105 | Disposed | 16579 | Direct |
| 2013-12-18 | Ordinary Shares | M | 7718 | $18.60 | Acquired | 24297 | Direct |
| 2013-12-18 | Ordinary Shares | S | 7718 | $38.8404 | Disposed | 16579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Non Qualified Stock Option (Right to Buy) | $15.95 | M | 23731 | Disposed | 2017-06-01 | Ordinary Shares (23731) | Direct |
| 2013-12-16 | Incentive Stock Option (Right to Buy) | $15.95 | M | 6269 | Disposed | 2017-06-01 | Ordinary Shares (6269) | Direct |
| 2013-12-16 | Employee Stock Option (Right to Buy) | $14.13 | M | 15000 | Disposed | 2017-11-05 | Ordinary Shares (15000) | Direct |
| 2013-12-16 | Employee Stock Option (Right to Buy) | $12.29 | M | 8136 | Disposed | 2018-05-27 | Ordinary Shares (8136) | Direct |
| 2013-12-18 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 7718 | Disposed | 2015-12-09 | Ordinary Shares (7718) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.26 to $39.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.27 to $39.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.82 to $38.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.