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Alkermes plc. — Director's Dealing 2013
Dec 18, 2013
31048_dirs_2013-12-18_28fc34ef-bb8a-4c69-90c1-5cf816fc3bef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-12-16
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Ordinary Shares | M | 25437 | $18.60 | Acquired | 120951 | Direct |
| 2013-12-16 | Ordinary Shares | S | 24700 | $38.9182 | Disposed | 96251 | Direct |
| 2013-12-16 | Ordinary Shares | S | 5737 | $39.7277 | Disposed | 90514 | Direct |
| 2013-12-17 | Ordinary Shares | M | 25437 | $18.60 | Acquired | 115951 | Direct |
| 2013-12-17 | Ordinary Shares | S | 30437 | $38.9958 | Disposed | 85514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 25437 | Disposed | 2015-12-09 | Ordinary Shares (25437) | Direct |
| 2013-12-17 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 25437 | Disposed | 2015-12-09 | Ordinary Shares (25437) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.35 to $39.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.36 to $39.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.81 to $39.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.