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Alkermes plc. — Director's Dealing 2013
Jan 4, 2013
31048_dirs_2013-01-04_cebf9241-b1f6-4b21-bb8d-ee902f70175d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-01-04
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-04 | Ordinary Shares | M | 520 | $14.90 | Acquired | 28400 | Direct |
| 2013-01-04 | Ordinary Shares | M | 70980 | $14.90 | Acquired | 99380 | Direct |
| 2013-01-04 | Ordinary Shares | S | 71500 | $20.0001 | Disposed | 27880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-04 | Incentive Stock Option (Right to Buy) | $14.90 | M | 520 | Disposed | 2014-12-17 | Ordinary Shares (520) | Direct |
| 2013-01-04 | Non Qualified Stock Option (Right to Buy) | $14.90 | M | 70980 | Disposed | 2014-12-17 | Ordinary Shares (70980) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.0025. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.