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Alkermes plc. — Director's Dealing 2013
Jun 12, 2013
31048_dirs_2013-06-12_7fdf1f58-66b8-4433-be06-c27a99eb9f97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-06-12
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-12 | Ordinary Shares | M | 8350 | $14.57 | Acquired | 109664 | Direct |
| 2013-06-12 | Ordinary Shares | S | 8350 | $30.5002 | Disposed | 101314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-12 | Non Qualified Stock Option (Right to Buy) | $14.57 | M | 8350 | Disposed | 2013-10-17 | Ordinary Shares (8350) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.27 to $30.6301. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.