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Alkermes plc. — Director's Dealing 2013
Jun 20, 2013
31048_dirs_2013-06-20_b1ec6a9b-fb8f-4aaa-91c8-a97e10dfb375.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-06-19
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-19 | Ordinary Shares | M | 15275 | $14.57 | Acquired | 116589 | Direct |
| 2013-06-19 | Ordinary Shares | S | 15275 | $29.2442 | Disposed | 101314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-19 | Non Qualified Stock Option (Right to Buy) | $14.57 | M | 15275 | Disposed | 2013-10-17 | Ordinary Shares (15275) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.83 to $29.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.