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Alkermes plc. — Director's Dealing 2013
Nov 19, 2013
31048_dirs_2013-11-19_d5a538ba-dfca-4943-b48d-cf81ab6f1688.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-11-18
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Ordinary Shares | M | 3750 | $9.21 | Acquired | 3750 | Direct |
| 2013-11-18 | Ordinary Shares | S | 3750 | $38.2053 | Disposed | 0 | Direct |
| 2013-11-18 | Ordinary Shares | M | 1875 | — | Acquired | 1875 | Direct |
| 2013-11-18 | Ordinary Shares | F | 886 | $36.89 | Disposed | 989 | Direct |
| 2013-11-19 | Ordinary Shares | S | 989 | $36.7103 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Employee Stock Option (Right to Buy) | $9.21 | M | 3750 | Disposed | 2019-11-18 | Ordinary Shares (3750) | Direct |
| 2013-11-18 | Restricted Stock Unit Award | $0 | M | 1875 | Disposed | Ordinary Shares (1875) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.20 to $38.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.71 to $36.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.
F6: This award is fully vested in accordance with its terms.