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Alkermes plc. — Director's Dealing 2013
Jan 15, 2013
31048_dirs_2013-01-15_ff2e4db8-bcc6-4215-be53-ceedc0a8188e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-01-15
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | Ordinary Shares | M | 4228 | $14.57 | Acquired | 18563 | Direct |
| 2013-01-15 | Ordinary Shares | M | 25772 | $14.57 | Acquired | 44335 | Direct |
| 2013-01-15 | Ordinary Shares | S | 30000 | $22.2957 | Disposed | 14335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-15 | Incentive Stock Option (Right to Buy) | $14.57 | M | 4228 | Disposed | 2013-10-17 | Ordinary Shares (4228) | Direct |
| 2013-01-15 | Non Qualified Stock Option (Right to Buy) | $14.57 | M | 25772 | Disposed | 2013-10-17 | Ordinary Shares (25772) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.01 to $22.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.