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Alkermes plc. — Director's Dealing 2013
Sep 17, 2013
31048_dirs_2013-09-17_3c80f1ef-d9c1-4394-85ca-09f5b43ff185.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-09-16
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Ordinary Shares | M | 32124 | $18.60 | Acquired | 78445 | Direct |
| 2013-09-16 | Ordinary Shares | M | 19823 | $14.38 | Acquired | 98268 | Direct |
| 2013-09-16 | Ordinary Shares | M | 23400 | $11.74 | Acquired | 121668 | Direct |
| 2013-09-16 | Ordinary Shares | S | 65247 | $35.184 | Disposed | 56421 | Direct |
| 2013-09-16 | Ordinary Shares | S | 10100 | $35.5739 | Disposed | 46321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-16 | Non Qualified Stock Option (Right to Buy) | $18.60 | M | 32124 | Disposed | 2015-12-09 | Ordinary Shares (32124) | Direct |
| 2013-09-16 | Non Qualified Stock Option (Right to Buy) | $14.38 | M | 19823 | Disposed | 2016-12-12 | Ordinary Shares (19823) | Direct |
| 2013-09-16 | Employee Stock Option (Right to Buy) | $11.74 | M | 23400 | Disposed | 2020-05-17 | Ordinary Shares (23400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 5000 | Indirect |
| Ordinary Shares | 15000 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.41 to $35.405. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.41 to $35.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.
F6: Vests in 4 equal annual installments beginning on 5/17/11.