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Alkermes plc. — Director's Dealing 2013
Jan 17, 2013
31048_dirs_2013-01-17_029b01f0-21f0-488b-95ce-3847e18b1288.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-01-17
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-17 | Ordinary Shares | M | 48747 | $8.55 | Acquired | 76627 | Direct |
| 2013-01-17 | Ordinary Shares | M | 40000 | $11.47 | Acquired | 116627 | Direct |
| 2013-01-17 | Ordinary Shares | S | 88747 | $22.0891 | Disposed | 27880 | Direct |
| 2013-01-17 | Ordinary Shares | S | 11301 | $22.0891 | Disposed | 16579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-17 | Employee Stock Option (Right to Buy) | $8.55 | M | 48747 | Disposed | 2019-05-26 | Ordinary Shares (48747) | Direct |
| 2013-01-17 | Employee Stock Option (Right to Buy) | $11.74 | M | 40000 | Disposed | 2020-05-17 | Ordinary Shares (40000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.95 to $22.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: 50% vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
F5: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 5/17/12.