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Alkermes plc. — Director's Dealing 2013
Jul 2, 2013
31048_dirs_2013-07-02_57b485c2-272c-442d-ba62-0760edc6c76b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-07-01
Reporting Person: LANDINE MICHAEL J (SVP, Corp Dev., Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Ordinary Shares | M | 1 | $12.16 | Acquired | 118947 | Direct |
| 2013-07-01 | Ordinary Shares | S | 1 | $29.6004 | Disposed | 118946 | Direct |
| 2013-07-01 | Ordinary Shares | M | 9999 | $12.16 | Acquired | 128945 | Direct |
| 2013-07-01 | Ordinary Shares | S | 9999 | $29.6004 | Disposed | 118946 | Direct |
| 2013-07-01 | Ordinary Shares | M | 875 | $14.57 | Acquired | 119821 | Direct |
| 2013-07-01 | Ordinary Shares | S | 875 | $29.6004 | Disposed | 118946 | Direct |
| 2013-07-01 | Ordinary Shares | M | 9125 | $14.57 | Acquired | 128071 | Direct |
| 2013-07-01 | Ordinary Shares | S | 9125 | $29.6004 | Disposed | 118946 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-01 | Incentive Stock Option (Right to Buy) | $12.16 | M | 1 | Disposed | 2013-12-10 | Ordinary Shares (1) | Direct |
| 2013-07-01 | Non Qualified Stock Option (Right to Buy) | $12.16 | M | 9999 | Disposed | 2013-12-10 | Ordinary Shares (9999) | Direct |
| 2013-07-01 | Incentive Stock Option (Right to Buy) | $14.57 | M | 875 | Disposed | 2013-10-17 | Ordinary Shares (875) | Direct |
| 2013-07-01 | Non Qualified Stock Option (Right to Buy) | $14.57 | M | 9125 | Disposed | 2013-10-17 | Ordinary Shares (9125) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.23 to $29.868. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.