AI assistant
Alkermes plc. — Director's Dealing 2013
Dec 4, 2013
31048_dirs_2013-12-04_11a3058e-cd48-4882-97e9-d75683e4bb4c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2013-12-04
Reporting Person: Botkin James L (SVP, Alkermes Gainesville LLC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-04 | Ordinary Shares | M | 11000 | $14.60 | Acquired | 13509 | Direct |
| 2013-12-04 | Ordinary Shares | S | 11000 | $41.0017 | Disposed | 2509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-04 | Employee Stock Option (Right to Buy) | $14.60 | M | 11000 | Disposed | 2021-10-05 | Ordinary Shares (11000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.69 to $41.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The option becomes exercisable in three annual installments: 33,000 vesting on 10/5/2012, 33,000 vesting on 10/5/2013 and 34,000 vesting on 10/5/2014.