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Alkermes plc. — Director's Dealing 2012
Nov 16, 2012
31048_dirs_2012-11-16_8ef18613-1cdd-4fca-a047-b3cb379ad227.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2012-11-15
Reporting Person: Peterson Rebecca (SVP, Corporate Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | Ordinary Shares | M | 3815 | $12.16 | Acquired | 3815 | Direct |
| 2012-11-15 | Ordinary Shares | S | 3815 | $18.9766 | Disposed | 0 | Direct |
| 2012-11-15 | Ordinary Shares | M | 6000 | $12.30 | Acquired | 6000 | Direct |
| 2012-11-15 | Ordinary Shares | S | 6000 | $18.9766 | Disposed | 0 | Direct |
| 2012-11-15 | Ordinary Shares | M | 3610 | $8.55 | Acquired | 3610 | Direct |
| 2012-11-15 | Ordinary Shares | S | 3610 | $18.9766 | Disposed | 0 | Direct |
| 2012-11-15 | Ordinary Shares | M | 5625 | $12.29 | Acquired | 5625 | Direct |
| 2012-11-15 | Ordinary Shares | S | 5625 | $19.1322 | Disposed | 0 | Direct |
| 2012-11-15 | Ordinary Shares | M | 7813 | $11.74 | Acquired | 7813 | Direct |
| 2012-11-15 | Ordinary Shares | S | 7813 | $19.1322 | Disposed | 0 | Direct |
| 2012-11-16 | Ordinary Shares | M | 2687 | $11.74 | Acquired | 2687 | Direct |
| 2012-11-16 | Ordinary Shares | S | 2687 | $19.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | Employee Stock Option (Right to Buy) | $12.16 | M | 3815 | Disposed | 2013-12-10 | Ordinary Shares (3815) | Direct |
| 2012-11-15 | Employee Stock Option (Right to Buy) | $12.30 | M | 6000 | Disposed | 2014-07-12 | Ordinary Shares (6000) | Direct |
| 2012-11-15 | Employee Stock Option (Right to Buy) | $8.55 | M | 3610 | Disposed | 2019-05-26 | Ordinary Shares (3610) | Direct |
| 2012-11-15 | Employee Stock Option (Right to Buy) | $12.29 | M | 5625 | Disposed | 2018-05-27 | Ordinary Shares (5625) | Direct |
| 2012-11-15 | Employee Stock Option (Right to Buy) | $11.74 | M | 7813 | Disposed | 2020-05-17 | Ordinary Shares (7813) | Direct |
| 2012-11-16 | Employee Stock Option (Right to Buy) | $11.74 | M | 2687 | Disposed | 2020-05-17 | Ordinary Shares (2687) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.87 to $19.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.01 to $19.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.
F6: Vests in 4 equal annual installments commencing on 5/26/10.
F7: Vests in 4 equal annual installments commencing on 5/17/11.