AI assistant
Alkermes plc. — Director's Dealing 2012
Sep 26, 2012
31048_dirs_2012-09-26_31437135-e86d-4564-a33f-0c08e2d2e77c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2012-09-26
Reporting Person: FRATES JAMES M (SVP & CFO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-26 | Ordinary Shares | M | 5363 | $7.36 | Acquired | 91455 | Direct |
| 2012-09-26 | Ordinary Shares | S | 5363 | $20.6501 | Disposed | 86092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-26 | Non Qualified Stock Option (Right to Buy) | $7.36 | M | 5363 | Disposed | 2012-12-12 | Ordinary Shares (5363) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.55 to $20.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.