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Alkermes plc. — Director's Dealing 2012
Dec 21, 2012
31048_dirs_2012-12-21_9a439466-02f8-406f-b046-8ab7dfe5754a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2012-12-20
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Ordinary Shares | M | 5634 | $12.30 | Acquired | 33514 | Direct |
| 2012-12-20 | Ordinary Shares | S | 5634 | $19.5003 | Disposed | 27880 | Direct |
| 2012-12-20 | Ordinary Shares | M | 15470 | $12.30 | Acquired | 43350 | Direct |
| 2012-12-20 | Ordinary Shares | S | 15470 | $19.5003 | Disposed | 27880 | Direct |
| 2012-12-21 | Ordinary Shares | M | 7030 | $12.30 | Acquired | 34910 | Direct |
| 2012-12-21 | Ordinary Shares | S | 7030 | $19.50 | Disposed | 27880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | Incentive Stock Option (Right to Buy) | $12.30 | M | 5634 | Disposed | 2014-07-12 | Ordinary Shares (5634) | Direct |
| 2012-12-20 | Non Qualified Stock Option (Right to Buy) | $12.30 | M | 15470 | Disposed | 2014-07-12 | Ordinary Shares (15470) | Direct |
| 2012-12-21 | Non Qualified Stock Option (Right to Buy) | $12.30 | M | 7030 | Disposed | 2014-07-12 | Ordinary Shares (7030) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.50 to $19.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.