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Alkermes plc. — Director's Dealing 2011
Sep 20, 2011
31048_dirs_2011-09-20_0790a036-35ef-480a-b476-41beb6d49388.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2011-09-16
Reporting Person: Ehrich Elliot (SVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | A | 18579 | — | Acquired | 18579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $19.40 | A | 5157 | Acquired | 2011-10-02 | Common Stock (5157) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $19.40 | A | 69843 | Acquired | 2011-10-02 | Common Stock (69843) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.57 | A | 25269 | Acquired | 2013-10-17 | Common Stock (25269) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.57 | A | 1731 | Acquired | 2013-10-17 | Common Stock (1731) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.16 | A | 44500 | Acquired | 2013-12-10 | Common Stock (44500) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.30 | A | 22500 | Acquired | 2014-07-12 | Common Stock (22500) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $12.30 | A | 7500 | Acquired | 2014-07-12 | Common Stock (7500) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.90 | A | 520 | Acquired | 2014-12-17 | Common Stock (520) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.90 | A | 70980 | Acquired | 2014-12-17 | Common Stock (70980) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $18.60 | A | 5376 | Acquired | 2015-12-09 | Common Stock (5376) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $18.60 | A | 32624 | Acquired | 2015-12-09 | Common Stock (32624) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $20.79 | A | 4687 | Acquired | 2016-05-02 | Common Stock (4687) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $20.79 | A | 14063 | Acquired | 2016-05-02 | Common Stock (14063) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.38 | A | 20323 | Acquired | 2016-12-12 | Common Stock (20323) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.38 | A | 177 | Acquired | 2016-12-12 | Common Stock (177) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $15.95 | A | 23731 | Acquired | 2017-06-01 | Common Stock (23731) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $15.95 | A | 6269 | Acquired | 2017-06-01 | Common Stock (6269) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $14.13 | A | 15000 | Acquired | 2017-11-05 | Common Stock (15000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $12.29 | A | 45000 | Acquired | 2018-05-27 | Common Stock (45000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $8.55 | A | 65000 | Acquired | 2019-05-26 | Common Stock (65000) | Direct |
| 2011-09-16 | Restricted Stock Award | $0 | A | 4250 | Acquired | Common Stock (4250) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $9.21 | A | 40000 | Acquired | 2019-11-18 | Common Stock (40000) | Direct |
| 2011-09-16 | Restricted Stock Award | $0 | A | 15000 | Acquired | Common Stock (15000) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $11.74 | A | 115800 | Acquired | 2020-05-17 | Common Stock (115800) | Direct |
| 2011-09-16 | Restricted Stock Unit Award | $0 | A | 12525 | Acquired | Common Stock (12525) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $18.105 | A | 100000 | Acquired | 2021-05-20 | Common Stock (100000) | Direct |
| 2011-09-16 | Restricted Stock Unit Award | $0 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: Received in exchange for shares of Alkermes, Inc. common stock in connection with the merger of Alkermes, Inc. and the global drug delivery technologies business of Elan (the "Merger"). On 9/16/11, the effective date of the Merger, the closing price of ALKS was $16.57 per share.
F2: These options are fully vested in accordance with their terms.
F3: Received in exchange for, and having substantially the same terms as, stock options of Alkermes, Inc. common stock in connection with the Merger.
F4: 75% vested as of 9/16/11, remainder vests on 11/5/11.
F5: 75% vested as of 9/16/11, remainder vests on 5/27/12.
F6: 50% vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
F7: Received in exchange for, and having substantially the same terms as, restricted stock unit awards of Alkermes, Inc. common stock in connection with the Merger.
F8: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 11/18/11.
F9: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 5/17/12.
F10: Vests in 4 equal annual installments beginning on 5/20/12.