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Alkermes plc. — Director's Dealing 2011
Sep 21, 2011
31048_dirs_2011-09-21_09960322-a727-4890-98b5-a294d03c8813.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2011-09-16
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | D | 24027 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $25.96 | D | 15408 | Disposed | 2012-01-07 | Common Stock (15408) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $25.96 | D | 144592 | Disposed | 2012-01-07 | Common Stock (144592) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $9.97 | D | 3850 | Disposed | 2013-04-25 | Common Stock (3850) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $9.97 | D | 11550 | Disposed | 2013-04-25 | Common Stock (11550) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.57 | D | 4228 | Disposed | 2013-10-17 | Common Stock (4228) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.57 | D | 25772 | Disposed | 2013-10-17 | Common Stock (25772) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.16 | D | 54599 | Disposed | 2013-12-10 | Common Stock (54599) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $12.16 | D | 1 | Disposed | 2013-12-10 | Common Stock (1) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.30 | D | 22500 | Disposed | 2014-07-12 | Common Stock (22500) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $12.30 | D | 7500 | Disposed | 2014-07-12 | Common Stock (7500) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.90 | D | 69480 | Disposed | 2014-12-17 | Common Stock (69480) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.90 | D | 520 | Disposed | 2014-12-17 | Common Stock (520) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $18.60 | D | 5376 | Disposed | 2015-12-09 | Common Stock (5376) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $18.60 | D | 32124 | Disposed | 2015-12-09 | Common Stock (32124) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $20.79 | D | 4687 | Disposed | 2016-05-02 | Common Stock (4687) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $20.79 | D | 14063 | Disposed | 2016-05-02 | Common Stock (14063) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.38 | D | 177 | Disposed | 2016-12-12 | Common Stock (177) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.38 | D | 19823 | Disposed | 2016-12-12 | Common Stock (19823) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $15.95 | D | 6269 | Disposed | 2017-06-01 | Common Stock (6269) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $15.95 | D | 23731 | Disposed | 2017-06-01 | Common Stock (23731) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $14.13 | D | 15000 | Disposed | 2017-11-05 | Common Stock (15000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $12.29 | D | 45000 | Disposed | 2018-05-27 | Common Stock (45000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $8.55 | D | 50000 | Disposed | 2019-05-26 | Common Stock (50000) | Direct |
| 2011-09-16 | Restricted Stock Award | $0 | D | 4250 | Disposed | Common Stock (4250) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $9.21 | D | 30000 | Disposed | 2019-11-18 | Common Stock (30000) | Direct |
| 2011-09-16 | Restricted Stock Award | $0 | D | 11250 | Disposed | Common Stock (11250) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $11.74 | D | 91200 | Disposed | 2020-05-17 | Common Stock (91200) | Direct |
| 2011-09-16 | Restricted Stock Unit Award | $0 | D | 9825 | Disposed | Common Stock (9825) | Direct | |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $18.105 | D | 100000 | Disposed | 2021-05-20 | Common Stock (100000) | Direct |
| 2011-09-16 | Restricted Stock Unit Award | $0 | D | 15000 | Disposed | Common Stock (15000) | Direct |
Footnotes
F1: Received in exchange for shares of Alkermes, Inc. common stock in connection with the merger of Alkermes, Inc. and the global drug delivery technologies business of Elan (the "Merger"). On 9/16/11, the effective date of the Merger, the closing price of ALKS was $16.57 per share.
F2: These options are fully vested in accordance with their terms.
F3: Form 4 Amendment being filed to correctly reflect that no price was paid by the reporting person for receipt of these derivative securities by eliminating the price in column 8.
F4: Received in exchange for, and having substantially the same terms as, stock options of Alkermes, Inc. common stock in connection with the Merger.
F5: 75% vested as of 9/16/11, remainder vests on 11/5/11.
F6: 75% vested as of 9/16/11, remainder vests on 5/27/12.
F7: 17,500 vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
F8: 50% vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
F9: Received in exchange for, and having substantially the same terms as, restricted stock unit awards of Alkermes, Inc. common stock in connection with the Merger.
F10: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 11/18/11.
F11: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 5/17/12.
F12: Vests in 4 equal annual installments beginning on 5/20/12.