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Alkermes plc. — Director's Dealing 2011
Sep 20, 2011
31048_dirs_2011-09-20_9e42cca2-a60b-4645-936f-8b2b5ad2e25c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2011-09-16
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | A | 24027 | — | Acquired | 24027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Employee Stock Option (Right to Buy) | $8.55 | A | 50000 | Acquired | 2019-05-26 | Common Stock (50000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $9.21 | A | 30000 | Acquired | 2019-11-18 | Common Stock (30000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $11.74 | A | 91200 | Acquired | 2020-05-17 | Common Stock (91200) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $12.29 | A | 45000 | Acquired | 2018-05-27 | Common Stock (45000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $14.13 | A | 15000 | Acquired | 2017-11-05 | Common Stock (15000) | Direct |
| 2011-09-16 | Employee Stock Option (Right to Buy) | $18.105 | A | 100000 | Acquired | 2021-05-20 | Common Stock (100000) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $9.97 | A | 3850 | Acquired | 2013-04-25 | Common Stock (3850) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $12.16 | A | 1 | Acquired | 2013-12-10 | Common Stock (1) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $12.30 | A | 7500 | Acquired | 2014-07-12 | Common Stock (7500) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.38 | A | 177 | Acquired | 2016-12-12 | Common Stock (177) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.57 | A | 4228 | Acquired | 2013-10-17 | Common Stock (4228) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $14.90 | A | 520 | Acquired | 2014-12-17 | Common Stock (520) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $15.95 | A | 6269 | Acquired | 2017-06-01 | Common Stock (6269) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $18.60 | A | 5376 | Acquired | 2015-12-09 | Common Stock (5376) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $20.79 | A | 4687 | Acquired | 2016-05-02 | Common Stock (4687) | Direct |
| 2011-09-16 | Incentive Stock Option (Right to Buy) | $25.96 | A | 15408 | Acquired | 2012-01-07 | Common Stock (15408) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $9.97 | A | 11550 | Acquired | 2013-04-25 | Common Stock (11550) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.16 | A | 54599 | Acquired | 2013-12-10 | Common Stock (54599) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $12.30 | A | 22500 | Acquired | 2014-07-12 | Common Stock (22500) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.38 | A | 19823 | Acquired | 2016-12-12 | Common Stock (19823) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.57 | A | 25772 | Acquired | 2013-10-17 | Common Stock (25772) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $14.90 | A | 69480 | Acquired | 2014-12-17 | Common Stock (69480) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $15.95 | A | 23731 | Acquired | 2017-06-01 | Common Stock (23731) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $18.60 | A | 32124 | Acquired | 2015-12-09 | Common Stock (32124) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $20.79 | A | 14063 | Acquired | 2016-05-02 | Common Stock (14063) | Direct |
| 2011-09-16 | Non Qualified Stock Option (Right to Buy) | $25.96 | A | 144592 | Acquired | 2012-01-07 | Common Stock (144592) | Direct |
| 2011-09-16 | Restricted Stock Award | $0 | A | 11250 | Acquired | Common Stock (11250) | Direct | |
| 2011-09-16 | Restricted Stock Award | $0 | A | 4250 | Acquired | Common Stock (4250) | Direct | |
| 2011-09-16 | Restricted Stock Unit Award | $0 | A | 9825 | Acquired | Common Stock (9825) | Direct | |
| 2011-09-16 | Restricted Stock Unit Award | $0 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: 17,500 vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
F2: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 11/18/11.
F3: 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 5/17/12.
F4: 75% vested as of 9/16/11, remainder vests on 5/27/12.
F5: 75% vested as of 9/16/11, remainder vests on 11/5/11.
F6: Vests in 4 equal annual installments beginning on 5/20/12.
F7: These options are fully vested in accordance with their terms.
F8: 50% vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.