Alkane Resources — Director's Dealing 2017

Dec 3, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/01. Amended 01/01/11

Name of entity Alkane Resources Ltd ABN 35 000 689 216

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Gavin Murray SMITH
Date of last notice	29/11/2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Direct or indirect interest	Direct Interest
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	30/11/2017
No. of securities held prior to change	NIL
Class	Ordinary fully paid shares (ALK)
Number acquired	142,000
Number disposed
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	$0.35 per share
No. of securities held after change	142,000
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back	On market purchase

• See chapter 19 for defined terms.

01/01/2011 – Appendix 3Y

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Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 - Appendix 3Y

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/01. Amended 01/01/11

Name of entity Alkane Resources Ltd ABN 35 000 689 216

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Nicholas Paul EARNER
Date of last notice	01/09/2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Direct or indirect interest	Direct Interest
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	04/12/2017
No. of securities held prior to change	i) 146,666 ALK ii) 618,750 LTI FY2016 performance rights iii) 2,475,000 LTI FY2016 share appreciation rights iv) Nil LTI FY2018 performance rights
Class	i) Ordinary fully paid shares (ALK) ii) Performance rights subject to financial year 2016 long term incentive program (LTI FY2016) vesting conditions and performance hurdles iii) Share appreciation rights subject to financial year 2016 long term incentive program (LTI FY2016) vesting conditions and performance hurdles iv) Performance rights subject to financial year 2018 long term incentive program (LTI FY2018)
Number acquired	iv) 7,243,519 LTI FY2018 performance rights
Number disposed

• See chapter 19 for defined terms.

01/01/2011 – Appendix 3Y

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Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Nil Note: If consideration is non‐cash, provide details and estimated valuation No. of securities held after change i) 146,666 ALK ii) 618,750 LTI FY2016 performance rights iii) 2,475,000 LTI FY2016 share appreciation rights iv) 7,243,519 LTI FY2018 performance rights Nature of change Grant of LTI FY2018 performance rights in Example: on‐market trade, off‐market trade, exercise of accordance with shareholder resolution dated 29 options, issue of securities under dividend reinvestment November 2017 plan, participation in buy‐back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract
in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non‐cash, provide
details and an estimated valuation
Interest after change
----- End of picture text -----

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed Not applicable, excluded transaction above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 - Appendix 3Y

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/01. Amended 01/01/11

Name of entity Alkane Resources Ltd ABN 35 000 689 216

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	David Ian CHALMERS
Date of last notice	28.08.2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Direct or indirect interest	a) Direct Interest b) Indirect Interest c) Indirect Interest
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	b) Leefab Pty Ltd – a company of which the Director is a director and beneficiary c) MMC Super Family P/L (previously Multi Metal Consultants Pty Ltd ) - a superfund account of which the director is a beneficiary
Date of change	04.12.2017
No. of securities held prior to change	a) i) 324,582 ordinary fully paid shares ALK ii) 562,500 LTI FY2016 performance rights iii) 2,250,000 LTI FY2016 share appreciation rights iv) Nil LTI FY2018 performance rights b) i) 2,752,456 ALK c) i) 75,086 ALK
Class	i) Ordinary fully paid shares ALK ii) Performance rights subject to financial year 2016 long term incentive program (LTI FY2016) vesting conditions and performance hurdles iii) Share appreciation rights subject to financial year 2016 long term incentive program (LTI FY2016) vesting conditions and performance hurdles iv) Performance rights subject to financial year 2018 long term incentive program (LTI FY2018)
Number acquired	a) iv) 863,308
Number disposed

• See chapter 19 for defined terms.

01/01/2011 – Appendix 3Y

Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration NIL Note: If consideration is non‐cash, provide details and estimated valuation No. of securities held after change a) i) 324,582 ALK ii) 562,500 LTI FY2016 performance rights iii) 2,250,000 LTI FY2016 share appreciation rights iv) 863,308 LTI FY2018 performance rights b) i) 2,752,456 ALK c) i) 75,086 ALK Nature of change Grant of LTI FY2018 performance rights in accordance Example: on‐market trade, off‐market trade, exercise of with shareholder resolution dated 29 November 2017 options, issue of securities under dividend reinvestment plan, participation in buy‐back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed Not applicable, excluded transaction above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 - Appendix 3Y

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