Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ALKAMI TECHNOLOGY, INC. Director's Dealing 2026

Jan 8, 2026

31484_dirs_2026-01-07_89120593-7db3-4b11-99f4-9a202f801b3a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALKAMI TECHNOLOGY, INC. (ALKT)
CIK: 0001529274
Period of Report: 2026-01-05

Reporting Person: SMITH BRIAN R (Director, 10% Owner)
Reporting Person: S3 Ventures Fund III, L.P. (Director, 10% Owner)
Reporting Person: S3 VENTURES III, L.L.C. (Director, 10% Owner)
Reporting Person: S3 VENTURES GPLP III, L.P. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-05 Common Stock A 877 Acquired 552025 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14218240 Indirect

Footnotes

F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

F2: Shares held directly by Brian R. Smith.

F3: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.