Alignment Healthcare, Inc. — Director's Dealing 2021

Mar 26, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alignment Healthcare, Inc. (ALHC)
CIK: 0001832466
Period of Report: 2021-03-26

Reporting Person: KONOWIECKI JOSEPH S (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share ("Common Stock")	831884	Direct

Footnotes

F1: Represents 696,278 shares of Common Stock of Alignment Healthcare, Inc. (the "Company") and 102,273 restricted shares of Common Stock of the Company that will vest upon a change of control of the Company or otherwise (A) if received in exchange for pre-IPO (as defined below) transaction-based incentive units, on the later of (x) the four-year anniversary of the initial vesting date, or (y) 50% on the first anniversary of Company's initial public offering (the "IPO") and 50% on the second anniversary of the IPO, in each case, subject to Mr. Konowiecki's continued employment or service on each such vesting date and (B) if received in exchange for pre-IPO service-based incentive units, according to the pre-IPO vesting schedule of the pre-IPO service-based incentive units.

F2: Also represents 33,333 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, with the restrictions lapsing on one third of the restricted stock units on each of the first three anniversaries of the IPO, all of which will be settled upon the earlier of the third anniversary of the grant date or the termination of Mr. Konowiecki's board service.