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Alignment Healthcare, Inc. — Director's Dealing 2021
Apr 2, 2021
31270_dirs_2021-04-01_3d76b65a-3fbf-4a56-867e-7f6e089acf78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alignment Healthcare, Inc. (ALHC)
CIK: 0001832466
Period of Report: 2021-03-25
Reporting Person: KOSECOFF JACQUELINE B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Common Stock, par value $0.001 per share ("Common Stock") | A | 17127 | $0.00 | Acquired | 17127 | Direct |
| 2021-03-25 | Common Stock | A | 33333 | $0.00 | Acquired | 50460 | Direct |
| 2021-03-30 | Common Stock | A | 10000 | $18.00 | Acquired | 60640 | Direct |
Footnotes
F1: Represents 11,418 shares of Common Stock of Alignment Healthcare, Inc. (the "Company") and 5,709 restricted shares of Common Stock of the Company that will vest upon a change of control of the Company or otherwise (A) if received in exchange for pre-IPO (as defined below) transaction-based stock appreciation rights, on the later of (x) the four-year anniversary of the initial vesting date, or (y) 50% on the first anniversary of Company's initial public offering (the "IPO") and 50% on the second anniversary of the IPO, in each case, subject to Ms. Kosecoff's continued employment or service on each such vesting date and (B) if received in exchange for pre-IPO service-based stock appreciation rights, according to the pre-IPO vesting schedule of the pre-IPO service-based stock appreciation rights. The securities covered by such transaction were previously included on Ms. Kosecoff's Form 3.
F2: Represents 33,333 shares of restricted Common Stock of the Company that will vest in equal annual installments on each of the first three anniversaries of the IPO unless Ms. Kosecoff is removed for cause or resigns prior to such dates. The securities covered by such transaction were previously included on Ms. Kosecoff's Form 3.
F3: Represents 10,000 shares of Common Stock purchased through a directed share program at the initial offering price of the Common Stock.