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Alignment Healthcare, Inc. — Director's Dealing 2021
Apr 9, 2021
31270_dirs_2021-04-08_84a9debb-eb6f-4450-9ef5-032b523b1eed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alignment Healthcare, Inc. (ALHC)
CIK: 0001832466
Period of Report: 2021-03-25
Reporting Person: MARGOLIS JEFFREY H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Common Stock, par value $0.001 per share ("Common Stock") | A | 33333 | $0.00 | Acquired | 472587 | Indirect |
| 2021-04-06 | Common Stock | S | 10121 | $16.83 | Disposed | 462466 | Indirect |
Footnotes
F1: Represents 33,333 shares of restricted Common Stock of Alignment Healthcare, Inc. (the "Company") that will vest in equal annual installments on each of the first three anniversaries of the Company's initial public offering unless Mr. Margolis is removed for cause or resigns prior to such dates. The securities covered by such transaction were previously included on Mr. Margolis's Form 3.
F2: Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.
F3: Represents 10,121 shares of Common Stock sold pursuant to the partial exercise by the underwriters of their over-allotment option after the closing of the Company's initial public offering, at a price of $16.83 (net of underwriting discount).