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Alignment Healthcare, Inc. — Director's Dealing 2021
Apr 9, 2021
31270_dirs_2021-04-08_5e7614cc-041c-412c-8998-374c604d7bb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alignment Healthcare, Inc. (ALHC)
CIK: 0001832466
Period of Report: 2021-03-25
Reporting Person: Maroney Dawn Christine (President, Markets)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Common Stock, par value $0.001 per share ("Common Stock") | A | 81850 | $0.00 | Acquired | 1716998 | Direct |
| 2021-04-06 | Common Stock | S | 75222 | $16.83 | Disposed | 1641776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-25 | Stock Option (right to buy) | $18.00 | A | 1030702 | Acquired | 2031-03-25 | Common Stock (1030702) | Direct |
Footnotes
F1: Represents 81,850 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc. (the "Company"), that will vest 25% on the first four anniversaries of the initial vesting date. The securities covered by such transaction were previously included on Ms. Maroney's Form 3.
F2: Represents 50,843 shares of Common Stock sold pursuant to the partial exercise by the underwriters of their over-allotment option after the closing of the Company's initial public offering, at a price of $16,83 (net of underwriting discount).
F3: Represents 1,030,702 options to purchase Common Stock of the Company at the initial public offering price. The securities covered by such transaction were previously included on Ms. Maroney's Form 3.
F4: Vest 25% on the first four anniversaries of the initial vesting date.